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國信證券合規內控存在以下問題：一是股票質押式回購業務個別標的黑名單管理不到位、南方財經4月19日電，個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利、深圳證監局對國信證券股份有限公司采取出具警示函措施。個別產品未 |
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